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ACAMS CAMS7 Korean Exam Syllabus Topics:

SectionWeightObjectives
Topic 1: Tools, Technologies and Investigations22%- Investigation processes and evidence handling
  • 1. Case management and escalation
  • 2. Cooperation with authorities and information sharing
- Technology and systems
  • 1. Monitoring systems, screening tools, data analytics
  • 2. Cryptoasset and virtual asset compliance
- Remediation and response
  • 1. Corrective actions and regulatory engagement
Topic 2: Global Anti-Financial Crime Frameworks, Governance and Regulations24%- International standards and bodies
  • 1. Basel Committee, Wolfsberg Group, UN conventions
  • 2. FATF 40 Recommendations
- Governance, accountability and ethics
  • 1. Roles of board, senior management and compliance function
  • 2. Ethical obligations and professional standards
- Regional and national regulations
  • 1. USA PATRIOT Act and extraterritorial laws
  • 2. EU AML Directives
Topic 3: Understanding Risks and Methods of Financial Crime26%- Terrorism financing and proliferation financing
  • 1. Distinctions from money laundering
  • 2. Sources and mechanisms
- Money laundering stages and techniques
  • 1. Placement, layering, integration
  • 2. Methods across financial sectors and businesses
- Sanctions regimes and compliance risks
  • 1. UN, EU, OFAC frameworks
  • 2. Risk identification and mitigation
- Financial crime risks and consequences
  • 1. Institutional, individual, economic and social impacts
Topic 4: Building and Managing Anti-Financial Crime Compliance Programs28%- Training, awareness and internal communication
- Program framework and policies
  • 1. Policies, procedures and controls design
  • 2. Risk assessment and risk-based approach
- Audit, testing and continuous improvement
- Monitoring, reporting and record keeping
  • 1. Transaction monitoring and alert management
  • 2. Legal record retention requirements
  • 3. Suspicious activity reporting (SAR/STR)
- Customer due diligence and know-your-customer
  • 1. politically exposed persons and high-risk clients
  • 2. CDD, EDD, beneficial ownership identification

ACAMS Certified Anti-Money Laundering Specialist (CAMS7 the 7th edition) (CAMS7 Korean Version) Sample Questions:

테러 자금 조달 방지(CFT)
금융범죄방지(AFC) 준수 프로그램 거버넌스 구조를 설정할 때 고려해야 할 중요한 요소는 무엇입니까?

  • A. 외부 감사원 또는 컨설턴트가 구조를 검토하도록 보장합니다.
  • B. 기관의 규모와 복잡성에 맞는 내부 통제 시스템 구축
  • C. 일상적인 규정 준수를 모니터링하기 위해 자격을 갖춘 이사회 지정
  • D. AFC 위험 확대 및 문제에 대한 명확한 역할 및 책임 설정
Reveal Solution  Discussion  0

Correct Answer: D  🗳️

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의심스러운 해외 금융거래 관계를 식별하는 데 가장 효과적인 통제 방법은 무엇입니까?

  • A. 응답 기관에 대한 실사 수행
  • B. 고객 서비스 상호 작용 감소
  • C. 지점 운영 시간 검토
  • D. ATM 인출 한도 제한
Reveal Solution  Discussion  0

Correct Answer: A  🗳️

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기존 가상자산 서비스 제공업체(VASP) 고객에 대한 정기 검토가 완료되었습니다.
다음 중 자금세탁 가능성을 나타내는 지표는 무엇입니까? (세 가지를 선택하십시오.)

  • A. 기초 자산 가치의 급격한 변동을 초래하는 시장 변동성
  • B. P2P 네트워크를 사용하여 서버 유지 관리 및 데이터 저장과 관련된 비용을 절감합니다.
  • C. 보유 및 거래에 믹서와 텀블러를 자주 사용함
  • D. 자금세탁 방지 규제 및 체계가 미흡한 것으로 알려진 국가로부터 자금을 수령하는 것
  • E. VASP에 대한 입출금을 위한 유령회사 사용
Reveal Solution  Discussion  0

Correct Answer: C,D,E  🗳️

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어떤 고객에게 일반적으로 강화된 실사 조사가 필요할까요?

  • A. 외국 정치적 노출 인물
  • B. 학생 저축 계좌 소유자
  • C. 상장된 국내 기업
  • D. 안정적인 거래 내역을 가진 현지 급여 근로자
Reveal Solution  Discussion  0

Correct Answer: A  🗳️

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다음 중 검색 엔진을 사용하여 부정적인 미디어를 걸러내는 데 있어 한계점은 무엇입니까? (세 가지를 선택하십시오.)

  • A. 검색 엔진 알고리즘이 다양하기 때문에 결과가 일관되지 않을 수 있습니다.
  • B. 검색 결과는 관련 부정적 언론 보도를 식별하는 데 종종 비효율적입니다.
  • C. 이 과정은 시간이 많이 걸리고 상당한 수작업이 필요합니다.
  • D. 검색 엔진은 전 세계 언어 지원 범위가 제한적입니다.
  • E. 검색 엔진은 미디어 분석을 복잡하게 만드는 비정형 데이터를 제공합니다.
Reveal Solution  Discussion  0

Correct Answer: A,C,E  🗳️

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